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Supervisory Analyst/Editor- Contract role
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Macquarie
Salary: Information not provided
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USA-NY-New York City |
22 Nov |
| You will be editing, approving and publishing Macquarie research from the US and Asia. 3 Month contract position. |
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AML - Surveillance Manager
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Legend Global Search, Inc...
Salary: $118K +
|
USA-NY-New York City |
22 Nov |
| AML - Surveillance Manager - Financial Services Company |
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Chief Regulatory Officer
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Legend Global Search, Inc...
Salary: $203K
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USA-NY-New York City |
22 Nov |
| Chief Regulatory Officer - Financial Services, Investment Bank, and Asset Management Firm |
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Director, Project Manager (pension disclosure)
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Not Disclosed
Salary: Competitive
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USA-NY-New York City |
21 Nov |
| The Private Client Division of a major financial institution is seeking a Director/Project Manager of Pension Disclosures. |
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Senior Manager - Investment Data Management
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Not Disclosed
Salary: 150-225K
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USA-NY-New York City |
21 Nov |
| Growing professional services consulting firm with buy and sell side focus seeks your senior level investment data management... |
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Banking Policies and Procedures Writer
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Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
21 Nov |
| See job description below |
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Compliance Associate
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Chimera Securities
Salary: Salary (BOE) + Benefits
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USA-NY-New York City |
21 Nov |
| Looking for a Compliance Associate to assist the Chief Compliance Officer in enforcing the compliance program in accordance w... |
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Chief Compliance Officer (CCO)
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Not Disclosed
Salary: $150,000 - $250,000
|
USA-NY-New York City |
20 Nov |
| Reporting to the Head of Retail Compliance, the Chief Compliance Officer (CCO) will be responsible for providing Compliance o... |
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Deputy Director of Anti Money Laundering (AML) Compliance
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Not Disclosed
Salary: $150,000 to $300,000
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USA-NY-New York City |
20 Nov |
| Reporting to the Head of Retail Compliance the Deputy Director of Anti Money Laundering (AML) Compliance will act as an overa... |
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Financial Services Compliance Analyst
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Not Disclosed
Salary: Competitive
|
USA-NY-New York City |
19 Nov |
| BLOOMBERG PROFESSIONAL service and Bloomberg's media services provide real-time and archived financial and market data, pri... |
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U.S. Commodities Regulatory Compliance Manager Needed
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Huxley Associates
Salary: Negotiable
|
USA-NY-New York City |
19 Nov |
| A leading Private Global Corporation is seeking a Global Compliance Manager with minimum of 10+ years of experience in U.S. C... |
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E-mail Compliance Business Manager
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Not Disclosed
Salary: Very Competitive for Seni...
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USA-NY-New York City |
18 Nov |
| Our Client is the leading global provider of financial data, news and analytics. The Our Client's professional and media serv... |
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New Account/Compliance Specialist
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Not Disclosed
Salary: Hourly Rate
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USA-NY-New York City |
17 Nov |
| Our top tier client located in downtown New York, is seeking a team of consultants to work in their New Accounts group! Long... |
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Head of Compliance
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AC Lion
Salary: Salary + Bonus
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USA-NY-New York City |
17 Nov |
| Fast Growing 15 year old Broker Dealer that provides robust research, NYSE Floor operation, as well as, full service, anonymo... |
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Hedge Fund/ AML Compliance Officer
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Michael Page
Salary: 75,000 - 125,000
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USA-NY-New York City |
17 Nov |
| Leading Global Investment Bank is looking to add a mid level compliance officer with 3-5 years of working experience in AML a... |
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Portfolio Compliance Officer/Generalist
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Michael Page
Salary: 95,000 - 150,000
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USA-NY-New York City |
17 Nov |
| Leading Global Asset Manager is looking for a junior to mid level compliance officer with 2-5 years of compliance experience.... |
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Chief Compliance Officer
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Not Disclosed
Salary: 100,000 - 200,000
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USA-NY-New York City |
17 Nov |
| This is an excellent opportunity for a mid level asset management compliance candidate to take on a Chief Compliance Officer... |
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Compliance Manager
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Michael Page
Salary: 120,000-225,000
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USA-NY-New York City |
17 Nov |
| Leading Global Bank is looking to add mid level compliance manager to work with the risk and compliance teams. |
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Securities Policies and Procedures Compliance Officer
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Not Disclosed
Salary: $75,000 - $100,000
|
USA-NY-New York City |
17 Nov |
| Our client is a top tier, well respected financial services firm. |
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Anti-Money Laundering (AML) Transaction Monitoring Compliance Manager
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Not Disclosed
Salary: $80,000 - $120,000
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USA-NY-New York City |
17 Nov |
| Our client is a well established financial institution. |
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Manager, Compliance and Regulation Person Needed in New York
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Huxley Associates
Salary: Negotiable
|
USA-NY-New York City |
14 Nov |
| A leading Investment Bank is seeking a Manager for their North American Audit Group for Compliance & Regulation. |
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Fixed Income Compliance Officer
|
Not Disclosed
Salary: Base salary bonus and ben...
|
USA-NY-New York City |
11 Nov |
| Our client is a very well respected, global nvestment bank who is thriving in the current market. |
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Regional Branch Compliance Manager
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Not Disclosed
Salary: 85-100k plus bonus
|
USA-NY-New York City |
21 Oct |
| Regional Branch Compliance Manager |
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Compliance Associate - Hedge Fund
|
Not Disclosed
Salary: 80-120K plus bonus
|
USA-NY-New York City |
25 Sep |
| COMPLIANCE ASSOCIATE
MULTI-BILLION DOLLAR INVESTMENT FIRM
DOWNTOWN NEW YORK, NY
Our compliance associates assist with th... |
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Securities Business Auditor
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Goldman Sachs
Salary: N/A
|
USA-NY-New York City |
25 Jul |
| Business Audit Specialists focus on planning and performing audits of business and support units across all areas of the firm... |
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Corporate Technology Counsel (R5230)
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BarkerGilmore LLC
Salary: Base & Bonus
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USA-NJ-Plainfield |
20 Nov |
| Rapidly growing privately held technology company seeks Technology Counsel. |
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Compliance Office/Associate
|
Robert Half Int - Financi...
Salary: 80,000-100,000
|
USA-NY-Hempstead |
24 Oct |
| Robert Half Financial Services group works with some of the most prestigious companies in the Financial Services sector. We... |
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Branch Office Manager
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Not Disclosed
Salary: 100K
|
USA-NJ-Jersey City |
21 Oct |
| Compliance branch office manager coming out of a insitutional side of firm.
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Branch office manager - Compliance
|
Not Disclosed
Salary: 100K base plus a bonus
|
USA-NJ-Jersey City |
21 Oct |
| Branch office Compliance manager with Insitutional experience needed |
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|
Branch Office Manager (TBD)
|
Not Disclosed
Salary: 100k base
|
USA-NJ-Jersey City |
21 Oct |
| • Must always adhere to high ethical standards in dispatching job responsibilities;
• Manage branch administrative responsib... |
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